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CFTC Charges two Louisiana-Based Companies and Cofounder with Multi-Million Dollar Forex Fraud, Failing to Register , 9003-24 |
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Federal Court Orders Precious Metals Dealer, its CEO and President to Pay $49M for Fraudulent Misappropriation Scheme , 9001-24 |
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Federal Court Orders Foreign Trader to Pay $390K for Fictitious Sales Scheme , 9000-24 |
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CFTC Charges Several People and Companies in a $280 Million Ponzi Scheme , 8997-24 |
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CFTC Charges Former CEO of Carbon Credit Project Developer with Fraud Involving Voluntary Carbon Credits , 8994-24 |
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CFTC Charges Oregon Resident and His Corporation with Fraud Related to Leveraged Foreign Currency and Metals, and Failing to Register , 8993-24 |
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CFTC Charges Florida Man with $600,000 Options Fraud , 8992-24 |
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CFTC Orders Taiwanese Firm to Pay $200,000 for Wash Sales , 8991-24 |
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CFTC Orders Two Swap Execution Facilities to Pay $1.3 Million for Swap Data Reporting and Core Principle Violations , 8990-24 |
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CFTC Orders Tradition SEF LLC to Pay $875,000 for System Safeguards Violations and Failing to Provide Records Promptly During CFTC Examination , 8989-24 |
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CFTC Orders Barclays to Pay $4 Million For Swap Reporting Violations , 8988-24 |
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CFTC Charges Fake Commodity Trading Platform with Fraud and Misappropriation in an Online Scam Targeting Asian Americans , 8987-24 |
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CFTC Orders Olam Group Ltd. to Pay $3.25 Million for False, Misleading, or Inaccurate Reporting of Cotton Sales , 8986-24 |
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CFTC Orders CHS Hedging, LLC, To Pay $650,000 for Recordkeeping and Unauthorized Trading Violations , 8984-24 |
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CFTC Orders Swap Dealer to Pay $1.5 Million Penalty for Position Limit Violations, and Supervision and Position Limit Monitoring Failures , 8982-24 |
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CFTC Orders U.S. Trading Firm to Pay $800,000 Penalty for Federal Natural Gas Futures Position Limits Violations , 8981-24 |
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CFTC Charges Texas Associated Person with Misappropriation of Nonpublic Information and Execution of Fictitious Trades , 8979-24 |
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Federal Court Orders Texas Man and Six Companies to Pay Over $9.5 Million in Fraudulent Scheme Involving Futures, Options, and Foreign Currency , 8978-24 |
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CFTC Orders Canadian Imperial Bank of Commerce to Pay $1.25 Million for Untimely Swaps Reporting , 8977-24 |
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CFTC Charges Four Entities for Failing to Register as FCMs , 8976-24 |
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CFTC Orders Canadian Imperial Bank of Commerce to Pay $30 Million for Recordkeeping and Supervision Failures for Firm-Wide Use of Unapproved Communication Methods , 8975-24 |
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CFTC Announces Four Orders Granting Whistleblower Awards – Marking the Most in a Single Day , 8974-24 |
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CFTC Orders Illinois Futures Commission Merchant to Pay More Than $980,000 for Supervision Failures , 8973-24 |
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CFTC Orders Piper Sandler to Pay $2 Million for Recordkeeping and Supervision Failures for Firm-Wide Use of Unapproved Communication Methods , 8972-24 |
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Federal Court Orders New York Man to Pay Over $36 Million for Forex and Digital Asset Fraud , 8970-24 |
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CFTC Charges Unregistered Florida Commodity Pool Operator and Its Chief Executive Officer with Futures Fraud , 8964-24 |
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Federal Court Orders Israeli Man to Disgorge $7 Million in Gains from Fraudulent Binary Options Scheme , 8962-24 |
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CFTC Issues Order Against Uniswap Labs for Offering Illegal Digital Asset Derivatives Trading , 8961-24 |
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Federal Court Orders Oregon Man to Pay Over $209 Million in Monetary Sanctions for Commodity Pool Ponzi Schemes , 8959-24 |
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CFTC Awards Over $4 Million to Insider Whistleblower , 8958-24 |
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Federal Court Orders Operator of Commodity Trading Fund to Pay Restitution and Penalties for Defrauding Fund Participants and Commingling Pool Funds , 8956-24 |
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CFTC Orders Nasdaq Futures, Inc. to Pay $22 Million for Core Principle Violations, Failing to Fully Disclose Incentives, Providing False and Misleading Information , 8954-24 |
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CFTC Orders Swiss Energy Trader to Pay $48 Million for Attempted Market Manipulation , 8953-24 |
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CFTC Orders The Bank of New York Mellon to Pay $5 Million for Swap Reporting and Supervision Failures and Violation of a Prior CFTC Order , 8951-24 |
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CFTC Orders Wisconsin Man to Pay Civil Monetary Penalty for Acting as an Unregistered Commodity Trading Advisor , 8950-24 |
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CFTC Orders Unregistered Pool Operator and its Managing Member to Pay More than $520,000 for Fraud Violations , 8947-24 |
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CFTC Orders Brazilian and Swiss Sugar Companies to Pay $750,000 for Wash Sales , 8946-24 |
